Forms:

• Business Continuity Plan
• Client Information Form
• Financial Assessment Questionnaire
• Portfolio Overview Terms & Definitions
• Portfolio Overview Disclaimer
• Privacy Policy
• Proxy Voting Disclosure
• Code of Ethics

Links:

Following is a link of K-1 Support. It has numerous companies listed on it, with several having a link to print our K-1 tax information; others have phone numbers.

If you would like to see a copy of our Investment Management Agreement & Client Proposal please contact our office and we will be glad to send them to you.

Notices:

• August 2008 - Portfolio Overview Terms & Definitions (2008)
• October 2007 - Smith Barney Internet Access
• March 2004 - Brokerage Houses & Trading Policies
• December 2003 - Franchise Tax Board - Proposed Assessment
• July 2003 - Winans International Client Update Letter
• June 2003 - Portfolio Overview Terms & Definitions (Updated)
• April 2003 - Cost Basis Information Needed
• Dec. 2001 - Portfolio Overview Terms & Definitions (Old)